Employment

  • Wage & Hour
  • Discrimination
  • FSLA
  • State Labor Laws
  • PAGA
  • Wrongful Termination
  • Sexual Harassment
  • Severance Pay
  • Class Actions
  • FINRA
  • Privacy


Consumer

  • FACTA
  • Credit/Debit Cards
  • Phone Recordings
  • Student Loans
  • Credit Reporting
  • Class Actions


Privacy

  • Phone Recordings
  • HIPPA
  • Credit Reporting


Business Disputes

  • Dissolution
  • Employee/Team Issues
  • Customer Complaints
  • Family Issues


Class Actions

Mediation & Dispute Resolution

Copyright © Steven L. Miller. All Rights Reserved.

Areas of Substantive Specialized Knowledge

FINRA


Customer Disputes

  • Suitability
  • Senior Abuse
  • Margin
  • Options
  • Fiduciary Duty
  • Failure to Execute
  • Mutual Funds
  • Annuities
  • Life Insurance
  • Fraud
  • Negligence
  • Blue Sky
  • Federal Securities Law
  • Know Your Customer
  • Asset Allocation
  • Model Portfolio
  • Confirmations
  • Monthly Statements
  • Solicited vs. Non-Solicited
  • N.O.P.
  • Opportunity Loss
  • New Account Statements


Broker Issues

  • Promissory Notes
  • Wrongful Termination
  • U-4; U-5
  • Defamation/Litigation Priviledge
  • Discrimination
  • Wage and Hour
  • Expense Reimbursement
  • Disclosure Issues
  • Compliance
  • Indemnification
  • At Will Employment

Mediation Services

Call Today:  1.800.350.2098

Serving the Western United States